accordance with the legal entity mandate and regulatory requirements. Qualifications Minimum Qualifications... Competencies: Financial Industry Regulatory Framework Legal Compliance Legal Knowledge Legal Research Policy Development...
with business-related rules and regulations. Awareness of relevant regulatory and compliance requirements. Understanding of call...'s affairs. Demonstrates resilience and adaptability, overcoming obstacles and delivering results in stressful situations...
on DOFA date Relevant regulatory examinations if you are already working in the financial services industry. 5 years...
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