Develop knowledge and understanding of the organisation's policies and procedures and of relevant regulatory codes and codes... (FSCA) competency requirements: FAIS recognised qualifications / Regulatory Examinations / Class of Business Certification...
Compliance Develop working knowledge of the organisation's policies and procedures and of regulatory codes and codes... Must be within DOFA date Matric / Grade 12 or SAQA Accredited Equivalent (Essential) Regulatory Exam 5 (Advantageous) 120 FAIS Credits...
of the organisation's policies and procedures and of regulatory codes and codes of conduct relevant to own work, adhering... Education Matric / Grade 12 or SAQA Accredited Equivalent (Essential) Regulatory Exam 5 (Essential) Wealth Management...
Develop knowledge and understanding of the organisation's policies and procedures and of relevant regulatory codes and codes... (FSCA) competency requirements: FAIS recognised qualifications / Regulatory Examinations / Class of Business Certification...
, identifying regulatory risks and issues, tracking remediation accountability and actions to closure to support management in... fulfilling their statutory and regulatory obligations and help maintain Absa as a ‘fit and proper’ institution. Execute M&T...
Location: Stellenbosch, Western Cape, South Africa
| Salary: unspecified | Posted: 03 Jul 2024
and positive work environment. Compliance and Safety: Ensure the business operations complies with legal and regulatory...
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